Search for: "Walter Frank" Results 1 - 20 of 528
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22 Feb 2021, 2:34 pm by Daily Record Staff
Frank will work with Real Estate Director Walter Horton on managing the city’s real estate assets that include municipal ... [read post]
11 Feb 2011, 2:24 pm by Securites Lawprof
SEC Commissioner Elisse Walter addressed the Investment Management Institute on the SEC staff studies required by Dodd-Frank 913 (harmonizing fiduciary duty) and 914 (examinations of investment advisers). [read post]
3 Jun 2022, 11:04 am by Scott Campbell
Frank Brandeis Gilbert died on May 14, 2022, at the age of 91. [read post]
7 Jan 2012, 5:47 pm by Ed Driscoll
Walter Mondale, Frank Lautenberg and other would-be Democratic senatorial retreads could not be reached for comment. [read post]
3 Sep 2014, 9:30 pm by Karen Tani
In his gripping new book, Walter Frank offers an in-depth look at the court cases that were pivotal in establishing gay rights. [read post]
4 May 2010, 10:10 am by James R. Copland
Over the last few days, many of our loyal readers have likely noticed an increase in blogging activity from our longtime contributor, Ted Frank, and a decrease in postings by our founding editor, Walter Olson. [read post]
16 Sep 2011, 9:30 am by Jill Gross
Walter’s comments on mandatory securities arbitration at the annual NASAA Conference. [read post]
29 Jun 2014, 9:30 pm by Dan Ernst
Edward White has noted, the Walter-Logan bill was, for its time, a moderate measure. [read post]
15 Feb 2013, 10:15 am by James Hamilton
Under substitute compliance, where appropriate, the CFTC is committed to permitting foreign firms and, in certain circumstances, overseas branches and guaranteed affiliates of U.S. swap dealers, to comply with Dodd-Frank through complying with comparable and comprehensive foreign regulatory requirements.Senator John Tester (D-MT) asked Chairman Walter when the SEC would take action on a uniform fiduciary standard for investment advisers and brokers. [read post]
28 Aug 2022, 11:27 pm by Frank Cranmer
Cite this article as: Frank Cranmer, "Employment, freedom of speech and Evangelical views on sexuality: Walters" in Law & Religion UK, 29 August 2022, https://lawandreligionuk.com/2022/08/29/employment-freedom-of-speech-and-evangelical-views-on-sexuality-walters/. [read post]
10 Nov 2010, 6:57 am by Kara OBrien
Many studies are required by Dodd-Frank, two that Walter mentioned are due in January. [read post]
21 Jan 2011, 3:19 am by Joel Beck
Walter is certainly a proponent of the SRO model for RIA oversight. [read post]
24 May 2013, 9:56 am by Jill Gross
Despite increasing pressure on the SEC to exercise its Dodd-Frank-granted explicit authority to ban mandatory securities arbitration, SEC Commissioner Elisse Walter stated earlier this week, according to a report in Reuters, that the Commission won’t have time to address the issue until 2014, in light of the other mandates of Dodd-Frank. [read post]
11 Apr 2007, 8:40 pm
Point of Law's Ted Frank has a post on Vioxx class actions. [read post]
Frank-Walter Steinmeier, to campus for a special event on November 1 to discuss the Ethics of the Digital Transformation. [read post]
21 Jan 2011, 2:14 pm by James Hamilton
The Commission would have to exercise vigilant oversight to prevent this from occurring.In her statement, Commissioner Walter said that the SRO model should increase the frequency of examinations of investment adviser and thus directly answer the question that Congress posed to the SEC in Dodd-Frank. [read post]